Legal and Privacy

Legal Disclaimer

Econologics Financial Advisors, LLC is an Independent Florida Registered Investment Advisory Firm.

Econologics Financial Advisors only transacts business in states where it is properly registered or notice filed, or excluded or exempted from registration requirements. 

Follow-up and individualized responses that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, as the case may be, will not be made absent compliance with state investment adviser and investment adviser representative registration requirements, or an applicable exemption or exclusion. 

(PDF Copy of the FORM ADV Part II – downloadable)

Privacy Policy

Information we receive from consumer reporting agencies, such as credit relationships and credit history. We use this information to help determine your eligibility for Econologics Financial Advisors products and services, collect or report debts owed to us, and protect our rights and property.

Sharing of Information Within Econologics Financial Advisors, LLC

The information we collect relating to your transactions and experiences with Econologics Financial Advisors or any affiliate may be shared among Econologics Financial Advisors’ affiliates. We may also share some or all of the information we receive about you from consumer reporting agencies, such as credit information.

Sharing of Information Outside Econologics Financial Advisors 

As permitted by law, we may disclose some or all of the information described above with entities that are not affiliated with Econologics Financial Advisors for the purpose of servicing your Econologics Financial Advisors accounts, improving our services, providing products and services you’ve requested from Econologics Financial Advisors, and informing you about products or services available from Econologics Financial Advisors that may be of interest to you. Such companies may include:

Companies that are the source or origin of financial services offered by Econologics Financial Advisors, such as banks, securities broker-dealers, mutual fund companies and insurance companies.

Nonfinancial companies, such as companies that perform services on our behalf, e.g., check printers, quote vendors, companies that prepare account statements for us, companies that assist us in communicating or marketing our services.

Others, such as independent contractors or technical system consultants who program our software, government agencies and regulators, consumer reporting agencies, and other outside entities as permitted or required by applicable laws.

Protecting the Confidentiality of Your Personal Information

All Econologics Financial Advisors employees are instructed to use strict standards of care regarding the confidentiality of your nonpublic personal information as outlined in firm policies. Employees not adhering to our firm policies are subject to disciplinary action. We require outside companies and independent contractors to whom we provide customer information for marketing, servicing or processing to enter into a confidentiality agreement that restricts the use of the information to those purposes. We maintain physical, electronic and procedural safeguards that comply with applicable laws to protect your nonpublic personal information.